
Political Parties and Re-Democratisation in Latin America
Manuel Antonio Garretón
(Full Text of ECDPM Working Paper Number 34, June 1997)
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This paper should be cited as:
Garretón, M.A. 1997. Political Parties and Re-Democratisation in Latin America. (ECDPM Working Paper No. 34).
Maastricht: ECDPM.
Contents
Summary
The author will analyse the gradual shift from authoritarianism
to democracy in the light of the different types of democracy which have
occurred in Latin American societies. He will pay particular attention
to the gradual shift from the national popular movement period in which
democracy was viewed as a multi-sense phenomenon, to the current situation
where the political sphere is more limited. The underlying factors for
this shift, as well as the difficulties and implications for both social
actors and the party system in LA societies are clearly spelled out. Also
the lessons from experience of foreign political support on the process
of democracy are dealt with. With respect to social actors, the author
argues that in the national popular movement they were united by the search
for a common goal: the end of the regime and the establishment of democracy.
Now, generally speaking, nationalistic popular issues are replaced by democratic
ones, and parties are left without a central unification principle. Hence,
the social actors' search for a new identity in the changing transnational
model of modernity. Concerning foreign political aid, the author argues
that almost all the main parties have been affiliated to international
organisations or federations of parties. Generally speaking, international
political support has been perceived in a positive way. He concludes by
indicating two areas on which donors may focus their future activities:
support for a new relation between the state, political actors and civil
society, including constitutional reforms, and support for the party system,
which may include support for political parties.
Political Democratisation
and Social Change
The Meaning of Political Democratisation
The common assertion that recent political transitions in
Latin America correspond to a "new wave" of democratisation in the world
hides confusions and differences among diverse historical experiences.
In Latin America, there have been at least three types of democratisation
experience in the last two decades.
a) A first type corresponds to democratic foundations
which originate in the fight against oligarchic or traditional, sometimes
patrimonial, dictatorships and where democratic transitions follow revolutions
or periods of civil war (El Salvador, Nicaragua, Haiti and most of Central
America).
b) A second type of democratisation is what can properly
be called transition. It refers to passages from modern authoritarian
regimes, especially military, to democratic formulas that are not characterised
by revolution, but where some kind of rupture had occurred. This happened
in all the countries with modern institutional military regimes, so called
"bureaucratic authoritarian", "new authoritarian", or "national security"
regimes (Argentina, Brazil, Chile, Uruguay, and specifically concerning
the type of transition seen in Paraguay, Bolivia, and Peru as well).
c) A third type of political democratisation refers to
cases in which, without a formal moment of regime change or inauguration,
there is a process of democratic extension or deepening coming from
a semi-democratic regime. This process implies institutional transformation
oriented either towards incorporating sectors that were previously excluded,
constituting a real competitive or multi-party system, eliminating obstacles
to popular will, or combinations of some or all of these - Mexico, Colombia).
While one alone of these three types of experience (foundational,
transitional or through extension) may be the defining factor in a particular
county's historical process, elements of all three types exist in every
case.
In so far as we are dealing with incomplete political
democratisation, consolidation of democracy overlaps with the deepening
process. In many cases, we are in the paradoxical situation of democratically
incomplete but consolidated regimes, in the sense that there is no risk
of authoritarian backlash.
Unlike democratic foundations based on civilian wars,
revolution and consequently global social change, transitions and extensions
are strictly political processes, even if they have causes and effects
in other dimensions of society. This is new in Latin American politics
which are traditionally characterised by very widespread ideological projects
that encompass all dimensions of society.
This limitation of the political sphere is one of the
results of the learning process undergone by the whole of a society during
transition, in which gradualness and negotiation play a crucial role. But
it is also the factor that explains the frustration and disenchantment
of people who think that nothing has changed. Let us remember that the
traditional democratic ethos in Latin America was based more on equality
and on what was called "substantive democracy" than on liberal values or
electoral mechanisms that in many cases were not credible. That ethos along
with the perceived socio-economic deterioration during the "lost decade"
placed a heavy burden of responsibility on new democratic processes in
terms of the recovery of standards of living and social development.
Democratisation and Society Change
But this limitation of political democratisation to one sector
of society does not deny that even with its own dynamic and autonomy it
is part of a very profound social change without which it is not understandable.
We are not talking of what some ideologues call the transition to a market
economy but of the end of an era or type of society in which authoritarianism
and military regimes ruptured or ended.
We have characterised this transformation as the disarticulation
and possible re-composition or re-foundation of what we can call the "socio-political
matrix". This refers to the way in which social actors constitute themselves
in a given society and to the kind of relations between state and society.
More specifically, a socio-political matrix defines the relations between
the state, the system of representation and the socio-economic
and cultural basis of social actors. The institutional mediation
between these three components is the political regime.
Since the end of the authoritarian and military regimes
of the sixties and seventies, we have seen the end of what we have called
the classic or politically centred matrix which is called by other
authors as "state-centred matrix" or "national-popular" or "populist" period.
This socio-political model was characterised by:
-
some kind of fusion among the components of the matrix (state,
political representation and social actors) and the consequent lack of
autonomy of each;
-
the weakness of institutions and hybrid political regimes
(that is, combinations of authoritarian and democratic elements);
-
overlapping of modernising, pro-development and nationalistic
principles altogether with an internal market-oriented industrialisation
and a central role of the state;
-
middle-class leadership and intense popular mobilisation
whose axis was politics.
Under different forms that vary between countries and periods,
this was the predominant socio-political model and the target of military
institutional domination of the sixties and seventies that looked for an
alternative society in which state and politics were replaced by market
and coercion.
In fact, the advent of military regimes was not the only
deciding factor in ending the type of relation between state and society
that characterised the post-oligarchic era (from the twenties on) in Latin
America.
Equally important in the seventies and eighties were the
processes of globalisation and world economic transformation that affected
the place of Latin America in the world economy, criticisms on the prevailing
model of modernity, and, most of all, the learning process of political
and social actors that were structurally and culturally affected by those
phenomena.
All of these converted democratisation into a polyvalent
and multi-sense phenomenon, meaning that democratisation processes were
not only the final consecration of democracy as an independent goal in
itself, but were also part and vehicle of the transformation of Latin American
society. The rebuilding of a development model with new relations between
economy and state, the reinforcement of social integration and democratisation,
and the re-definition of a model of modernity combining transnationalisation
and identity for each society, while all tasks that remain to be done,
need stable political democracies in order to be carried out. In fact,
these democracies will not survive in the long term without the achievement
of these tasks.
The question, therefore, is to decide whether we are in a
new authoritarian-democratic cycle or whether we are inaugurating a new
era in our societies and politics that goes beyond but includes changes
of regime.
As we have said, military regimes of the sixties and after
were faced with globalisation and structural adjustments and they imposed
a more market-oriented and open economy and a reduced role for the state
in the economy. This generated the crisis and decomposition of the previous
socio-political model. In every case, this was accompanied by an increase
of poverty and social inequalities and by the disarticulation of the classic
forms of collective action and the protection mechanisms for vulnerable
sectors.
This decomposition means that we are not facing a new
consolidated socio-political model. Rather we are dealing with different
processes that include decomposition, maintenance of old elements, attempts
to reconstruct the same matrix or to construct new models. These complex
processes tend towards four different outcomes. The first is pure decomposition
without a new pattern of social action (as was the case of Peru at the
end of the eighties and beginning of nineties). The second is regression
to more classical approaches (as was attempted by the left in Brazil and
Mexico at the beginning of nineties). The third is a new matrix based on
the autonomy, strength and complementarity of its components (this could
be a possible outcome in Chile). Finally, there is co-existence of the
first three in a sphere or region, without a common national pattern (this
is the more probable outcome).
The results of these combinations are different for each
country and it is too early to predict results. We will return to this
in order to discuss how these concepts can be used to strengthen political
democratisation.
Some years ago, after transitions, the question was what
kind of democracy would be created in Latin America. Several authors have
tried to describe the emerging types of democracies resulting from transitions.
Most were characterised as "low intensity", "incomplete" or "weak."
We shall avoid a detailed discussion, and simply say that
we are dealing here with two different, although related, questions.
a) The first strictly concerns the kind and quality of
democracies emerging from post-authoritarian or military rule after transition.
What can be said is that formal military or authoritarian regimes ended
and are unlikely to return.
On the other hand, new democracies after transition are
often incomplete because of the presence of authoritarian enclaves or legacies
from the former regime (as in Chile). In other countries, partial regressions
occurred (Peru) and in others, unstable democratic formulae without consolidation
were replaced by "situations" with both democratic and authoritarian elements
(Mexico, Colombia).
b) The second question, notwithstanding the important
remaining transition and consolidation problems and combined with them,
is that the main challenges that will define the future of democracy in
Latin America concern its relevance, deepening and quality.
Deepening refers to the extension of mechanisms
and, above all, ethical principles of democracy to other spheres of social
life (regional, local, gender and labour relations, ethnicity). Relevance
refers to the capacity of the regime to cope with its specific tasks (government,
citizenship, conflict resolution) without relying on de facto powers.
Quality refers to citizen participation, representation and satisfaction
with decision-making, at local, regional and national levels.
The Nature and
Dynamics of Transitions to Democracy
The Balance of Authoritarian Regimes
As we have said, what we called transitions to democracy
in recent decades in Latin America were processes unleashed against a particular
type of military regime. The central characteristics of these regimes were
that political power was controlled by military institutions and that this
power was used against the "national popular" model. Behind it, was an
attempt to re-structure state-society relations, and especially to de-activate
the crucial role of politics as a way to mobilise social forces.
A rough balance shows that all these regimes were able
to dismantle the insurrectional or politically mobilised social sectors.
On the other hand, they failed in eliminating the political forces and,
except in Chile, in generating a new economic model. In short, unable to
establish a new socio-political matrix, these regimes were successful in
disarticulating the previous relation between state, party system and social
actors.
The Dynamics of Transitions
The main characteristic of transitions is that there is no
overthrow or total collapse of the military regime, meaning that the latter
will have some kind of presence or projection both in the transition process
and in the new democracy. Two kinds of factors interplay in the initiation
of transitions. One is the incapacity of dictatorships to establish permanent
and legitimate authoritarian regimes. This has led them to some kind of
"opening" that appealed to democratic principles (plebiscites, elections,
constitutional changes). From the concrete case of the Brazilian military,
which created a limited government-opposition party system, to the Uruguayan
and Chilean plebiscites, there has, in all cases, been some kind of transition
"from above".
But the other factor present in every case are the social
and political mobilisation "from below" that forced or reinforced the openings
from above. In general, the more this mobilisation was "social" the more
it contributed to the regime's fall yet the less it pushed forward the
transition. The more politically-oriented mobilisation was, the more its
forces conceded and negotiated but at the same time the more the authoritarian
powers were obliged to concede and to negotiate their withdrawal.
In this sense, these transitions were always preceded
by some combination of negotiation and mobilisation. But these two components
could not have interacted and transformed social mobilisation and demands
into politically relevant forces for democracy without institutional frameworks
where the continuity or end of a regime could be defined.
There is no transition to democracy without this triple
game of negotiation, popular mobilisation and institutional framework.
According to the weight and nature of these elements, each case is more
or less closer to the typical transition paradigm or to more hybrid formulae
that combine this paradigm with collapse or democratic foundation or extension.
Two consequences can be drawn from these features. First,
there is no military defeat for power holders, but some kind of political
defeat. The capacity of manoeuvre and the influence of military institutions
to preserve their prerogatives in the new democracy largely depend on the
seriousness of this defeat and on the nature and origin of the institutional
framework. Second, in almost all cases we are dealing with incomplete transitions,
that is, regimes that are basically democratic but share some patterns
of the authoritarian ones, what we have called "authoritarian enclaves".
Thus, the task of the first elected post-authoritarian
governments is double. One is to complete the transition overcoming the
authoritarian enclaves. The other is to initiate consolidation processes
that go beyond the first task. This second mission raises some problems
for the unity of the democratic block, because there is a tendency (with
the Chilean exception) to create a division between the people who administer
the remains of the transition and those who administer the social demands
and pass the bill.
Different Paths to Democracy
Democratic foundations and extensions have some particularities
concerning the paradigm of transitions described above.
In the case of foundations, closest to a revolutionary
or civil war model, it is more difficult to pass to a democratic regime
where government and opposition must recognise each other as adversaries
and not as enemies. Negotiations here take the form of agreements to end
the war and usually need external mediation (the Contadora Group for example).
Transition to democratic forms is very slow and revolutionary governments
or the first government after civil war play the role of "transitional
or provisional government", a role that does not exist in the typical transition
paradigm. Revolutionary or fighting forces must suffer a complex metamorphosis
to become political parties, as the Nicaraguan and El Salvador cases illustrate.
In turn, processes involving democratic extensions
that are initiated by the regime or governmental parties imply some continuity
where changing or retaining power are concerned. Usually, the economic
model reorientation and structural adjustments provoke transformations
that do not find a political system adequate to cope with it. This aggravates
the government crisis (as in the case of Mexico).
Transformation of Social Actors
From the National Popular to the Democratic Movement
During the period of a national-popular socio-political matrix,
there was a central social movement that encompassed different concrete
social movements. This means that all the different social movements (workers,
peasants, students, middle class bureaucrats, etc.) were at the same time
nationalist, modernising, pro-development, and oriented towards overall
social change and identified as part of the "pueblo". The paradigm of the
National Popular movement was the industrial worker movement, deriving
more from its symbolic meaning, probably, than from its structural strength.
However, at various moments this leadership was challenged on the grounds
that urban industrial workers were compromised with the establishment,
and other movements like students, revolutionary vanguards or parties,
sought to replace it.
The reference to the state and links with politics change
dramatically for social movements during the authoritarian regime. They
become more symbolic, autonomous, self-referential and identity-oriented
rather than being directed towards concrete demands or instrumental action.
Instead of organised movements, the main collective actions were mobilisations
that strengthened the symbolic and moral dimension, as shown by the leadership
of the Human Rights Movement. When the opposition to military regimes demand
the end of the regime and its replacement by a democratic one, then the
more instrumental dimension appears through an institutional formula that
involves all the previous expressions of collective action, as is illustrated
in the Brazilian movement for "direct elections now".
There is in this way a turning away from national popular
issues towards democratic ones, that is towards a unifying principle that
for the first time refers specifically to the change in the political regime
and not to radical and global social change.
With this, the social movement wins in strategic terms,
but a price is paid because of the subordination of social demands to political
goals. In turn this gives the leadership to political actors.
Under authoritarian regimes, collective action acquires a
double meaning. On one hand, it means the reconstruction of the social
fabric destroyed by the authoritarianism and the economic reforms while
on the other, it implies the orientation of all social action towards the
end of the dictatorship, with the obvious consequence of politicisation
of all sectoral demands not specifically political.
In this double dimension a very important role is played
by two kind of organisations.
a) Non-governmental organisations (NGOs) are specially
important in the reconstruction of the social fabric as far as they link
democratic professional, political, religious, and technocratic élites
with the grass roots, at a moment when society has become atomised by repression
and economic transformation.
Four main roles are played by NGOs. First, they give material
support and organisational space to repressed militants and poor people.
Second, they link social grass-roots with broad political, human rights
and religious institutions, both national and international, through a
band of activists belonging to both social and political sectors, thus
making them a place of greater militancy than parties could be. Third,
at least some of them provide knowledge about what is happening in society
and the main ideas for social and political transformation, acting both
as think-tanks and public opinion leaders. Fourth, and as a consequence
of the former roles, they represent continuity for the opposition during
the different phases of transition.
b) The churches, specially the Catholic Church and to
a lesser extent the Protestant, played a crucial role in four aspects,
even when in some countries like Argentina the official hierarchy supported
the military regime. First, the Church can encompass diverse sensibilities,
ideologies and visions and unify them in the human rights or right to life
doctrines. Second, because of its claim to universality, or in the name
of society or God, the Church can legitimately confront a military regime.
Third, the Church provides an ideological, social and political space for
its own followers and militants as well as physical and organisational
space and institutional protection for all the other sectors of the opposition,
thus creating possibilities for negotiations. Fourth, as a consequence
of what has been mentioned, the Church is a space for gathering
different sectors of the opposition, and an actor in its own right,
capable both of opposing and being the interlocutor of the authoritarian
regime. Here lie the strength and the weakness of this kind of intervention.
c) But it is necessary to avoid a naive or too optimistic
vision of the relations between NGOs, church and political actors in their
opposition to authoritarian regimes. In fact, because NGOs and churches
were also channels of symbolic and material resources for the political
opposition, they had a tendency to substitute social and political actors
and to promote their own particular interests. On the other hand, NGOs
and the churches tended to radicalise social and political action, disregarding
the institutional framework and the viability of the ending of the military
regime. In turn, parties were not always able to avoid manipulation of
those organisations and tended to discard actions that could impede immediate
political gains. So a very complex process of mutual understanding and
learning took a long time. In this process the role of external actors
was crucial as well as, paradoxically, the space provided by the institutional
margins of the regime where these three types of internal opposition actors
could meet, discuss, compete, and formulate partial and gradual consensus.
Collective Action in Post-transition Period
During transitions and consolidation periods, élite
negotiations and transactions tend to replace social mobilisation. In other
words, the political democratisation process tends to divide collective
action into two types that involve all the actors.
One is the political-statist type oriented to the establishment
of a consolidated democracy as a condition for any other kind of demand.
The other is the particular logic of each movement oriented towards concrete
benefits as a condition to actively support the new regime.
The presence of authoritarian enclaves after the inauguration
of democracy maintained the importance of democratic movements at the beginning.
But these were severely limited by some of these enclaves and especially
by the risk of an authoritarian regression. This gave crucial roles to
political actors, government and opposition, thus subordinating other social
actors to their own logic. The tasks related to consolidation at the beginning
privileged the necessities and requirements of adjustment and economic
stability, reducing incentives for collective action that supposedly put
in danger the precarious stability of the new regime.
Moreover, structural and cultural transformations that
change the constitutive basis of classic actors generated some autonomy
for diverse dimensions that were formerly subordinated to politics. In
many cases, collective action tended to defend former gains challenged
by the new economic model. In other cases, their momentum under authoritarianism
was when they became alternatives to political expressions. In these cases
they were able to put new issues like gender, religious or ethnic or regional
identities, the environment, citizen security, informal or popular economy
onto the public agenda. But when democracy came, the result was not the
emergence or consolidation of new autonomous movements with political representation.
All of this meant a general level of disarticulation of large social movements.
The Future of Collective Action and Social Actors
The main problem is that the inauguration of democratic regimes
leaves social actors without a central principle of unification and projection
beyond defensive actions against socio-economic and cultural transformations.
There are at least three problems hindering the emergence
of new actors unified around a central principle.
First, is the increase in poverty and a new type of exclusion.
This is characterised by marginalisation and internal fragmentation of
"outsiders" that do not have, as in the past, ideological and organisational
resources to mobilise. As this kind of exclusion penetrates all sectors
and categories, coherent and stable collective action is almost impossible.
Second, as we have said, in the old socio-political matrix,
diverse problems and dimensions were fused in a political system of mobilisation
(state, party system, populist movements). In the emergent socio-political
model the dimensions of social action will become more autonomous and politics
will be more restricted. So it is not clear what or who will play the crucial
role in the constitution of social actors, as was done by politics and
parties in the past or NGOs and churches during authoritarian regimes.
At the same time, there is greater diversity and a proliferation of social
identities, together with a weakening of links that could unify this diversity.
Third, the egalitarian, libertarian and nationalistic
principles of social action that prevailed in the national popular matrix,
tend to become more complex, autonomous and technical. Moreover, changes
in society have brought about new issues and principles that can be formulated
as subjectivation, self-fulfilment or, simply "quality of life". Issues
like environment, gender, identity, security, social recognition, local,
regional and age sub-cultures, and so on, refer to the model of modernity
and cannot be subsumed in the old types of collective action, struggles
and organisations, such as unions or parties.
Thus, on one hand, social demand tends to diversify which
means that it is no longer possible to respond with general politics that
do not take account of needs perceived by the subjects. On the other hand,
this demand is no longer only the search for access to different goods
and services but also for quality and attention to social diversity.
What is foreseeable is a variety of forms of struggle
and mobilisation that would be partial and institutional rather than wide
and global - oriented more towards gradual modernisation, democratisation
and social integration, than to radical objectives. Its contents would
be divided between demands for inclusion and the search for meaning and
identity facing the transnational model of modernity. In the absence of
satisfaction of these demands, especially the ones referring to social
inclusion and overcoming poverty, in the place of coherent and stable revolutionary
movements, we will most probably see some abrupt and punctual explosions
or individual or communitarian withdrawals or a combination of all these.
Parties and Political Representation
Party System in Latin America
A new socio-political matrix implies a significant transformation
of the meaning and forms of politics. The model of action characterised
by the absorbent centrality of politics, ideology and confrontational style
is coming to an end. What is to be seen is whether a socio-political model
of institutionalised negotiation, arrangements and competition can be constructed;
whether democratic regimes would be relevant for channelling demands and
conflicts, and whether states, parties and civil society will be able to
remain autonomous yet complementary. More than authoritarian regression,
the big risk is the irrelevance of democracy facing de facto powers
and the decomposition of state institutions and collective action structures.
Let us remember that political party systems in Latin
America were built on specific cleavages or were based on inclusive machines
that did not represent the crucial cleavages in each society or were composed
by parties that attempted to represent the entire society thus excluding
pluralism. What predominated was a general vision that assumed that parties
represented the unique and permanent cleavages or contradictions of society
and that the resolution of one principal contradiction would solve all
the other problems of society. In the sixties, when inclusive party machines
lost their appeal, the messianic or revolutionary vision crossed all the
parties, causing them to identify their own ideas and interests with the
national ones. In a situation without institutional incentives for majority
coalitions, the ideal was not to win a competition but to absorb or eliminate
the opponent. To be the bearer of an absolute truth led the parties to
organise in such a way that they stressed heroic militancy, replacing representation
by invocation and democratic internal leadership by authoritarian forms
like factionalism and personalism.
Party political ideologies varied across Latin America.
But even in the case of less ideological parties, in some cases strong
levels of inherited party identification tended to prevent them from becoming
simply "catch-all" electoral machines. In other countries, the overlapping
programmatic orientations of the parties in the absence of hereditary party
identifications have helped make them more similar to the European "catch-all"
parties.
In general, where party systems had been consolidated
in electoral systems prior to mass incorporation in social life, they tended
to become important intermediaries between civil society and the State.
Parties and Political Democratisation: a Learning Process
The transition to democracy marked the resurrection of parties
after the long period in which authoritarianism condemned them to persecution,
clandestine action or irrelevance. As far as we dealt with negotiated transitions,
the main interlocutors from the democratic block were the parties. This
fact and the opposition or governmental tasks in the new democracies provided
for significant changes. On one hand, the political class went through
a collective, though uneven, learning process on issues like the nature
of dictatorship and ways of ending it institutionally. On the other hand,
learning to live with the views of others, the basis, in other words, for
a real party system, did not fully take place. This especially happens
where a one-party or a bi-partisan system does not take account of the
whole of society. Thus, partial or radical renovation, lesser ideologies,
more interaction among existing parties and the emergence of new parties,
completing the spectrum are the major developments occurring under dictatorship
and transition.
In countries where the political class has been slow to
learn, the cost has been tragic, with an important segment of the political
spectrum practically disappearing. This has happened precisely where the
chances of authoritarian regression have been highest.
The passing from old to new socio-political models, accelerated
by the social and cultural changes already mentioned, goes beyond the classic
authoritarian-democratic cycle in Latin America and raises serious challenges
for representation and party systems.
On one hand, new demands on traditional political activity
developed by parties emerge from the polity. New social cleavages and contradictions
are superimposed on or, in some cases, replace the old ones. Party systems
created on the basis of old cleavages are forced to incorporate new ones,
either through existing parties or through new political organisations.
As both possible processes are very slow, these new contradictions do not
find their best representation in party systems and thus look for other
types of expression.
On the other hand, politics has changed its forms and
styles replacing the former political culture where all problems were mere
reflexes of one single contradiction. This means that each party must have
a particular proposal for each of the dimensions of the historical problems
of the society (political and social democracy, international reinsertion
and development models, pattern of modernity) and cannot subordinate one
of these to another or to a general common proposal. And obviously among
these different dimensions there are many tensions and contradictions that
cannot be hidden by a global or revolutionary ideology.
The Reconstruction of the Party System
It is necessary to remember that the current party problems
vary across countries. In some, the crucial problem is the construction
of solid parties that meet the minimum criteria of what a party is in terms
of representation, appeal, and capacity to govern, to oppose, and to make
alliances. In the situation where parties really do not exist as such,
it is highly probable that issues and actors will either have no representation
at all or will be represented spuriously by media or show business personalities
or by specific lobbies with social influence.
The Peruvian, and to a certain degree the Brazilian, case
illustrates the situation where the creation of parties is still a necessity.
In other situations, parties exist but there is no party system capable
of representing the entire ideological spectrum or the different social
sectors. This may be the case of one-party situations (Mexico until the
last decade), bi-partisan situations with or without any hegemonic party
(Argentina and Colombia, Mexico today) and cases where some sectors are
organising themselves politically after guerrilla or civilian war (Central
America) or new forces are integrating as a third party (Uruguay, Paraguay,
Argentina). Finally there is a situation where parties and party systems
are consolidated in the sense that there are no new parties and that existing
ones interact, but the problem is the rebuilding of linkages with constituencies,
public opinion and society. This seems to be the Chilean case.
But there are more general problems that affect all party
system independently of the situations mentioned above.
The first concerns the institutionalisation of representative
and public debate functions which today are very weak. Parties are privileged
spaces for mobilising and for elaborating proposals and projects; for representing
social aggregate or transsectoral demands; for conducting government and
opposition; for recruiting for political posts in government and parliament.
None of these functions can be fulfilled without legislation that legitimizes,
finances and socially controls parties and the party system. Public and
equitable financing should be provided for campaigns and electoral processes,
in particular for the debate and proposal functions, which implies research,
intellectual elaboration and civic education.
The second has to do with the government function. The
main problem today is that it is no longer possible to foresee strong governments
based on single party support due both to fragmentation of political forces
and the diversification of spheres in society. This means that the question
of party coalitions to ensure majority governments is crucial. The discussions
on presidential and parliamentary types of governments must be put in this
perspective of institutional mechanisms to motivate coalition governments.
The third problem is the representation of new social
cleavages and contradictions. On one hand, an effective party system appears
to require parties that effectively reach out to broad sectors of the population,
preferably relying on a mix of appeals. On the other hand, in order for
parties to represent social conflicts and demands effectively and not become
irrelevant, it is necessary to create institutional space where parties
and other kind of actors meet to elaborate the public agenda at different
levels (local, regional, national).
The fourth problem deals with the new forms of party ideologies.
Rather than what is commonly called a "decline" of ideology, we see a transformation
from global ideological politics to a more programmatic one, and this is
especially true concerning socialist and leftist parties. This creates
a vacuum for more utopian and symbolic formulations that appeal to youth
and culturally-oriented sectors.
We are passing from ideological to instrumental politics.
This is positive because it means the abandonment of fanaticism and sectarianism,
but it could also mean the abandonment of ethics and instead a preoccupation
with "good society" replacing politics by manipulation of interests. The
universal risk is corruption and not only of the economic kind. A vicious
circle could emerge: this type of politics creates apathy and public discontent,
which can be manipulated by personal and anti-democratic actions, leading
to greater disillusionment and distrust of politics by the people.
In sum, traditional party politics are affected adversely
by social change. On one hand, parties can no longer be the central or
exclusive expression of collective action. On the other, the role of politics
and political parties is enhanced because it is the chief way of articulating
the diverse spheres of social life without destroying its autonomy. There
is less space for highly ideologically, voluntaristic, or globalising politics.
But there is also a social demand for politics to be meaningful. And this
cannot be given by market forces, mass media, or individual and corporate
interests.
Lessons
from the Experience of Foreign Support for Political Democratisation
Models of Foreign Support and Political Collaboration.
Almost all important parties have been affiliated to some
international organisation or federation of parties, usually defined along
ideological lines and led by one or several European parties. Rightists
organised around the liberal international union of parties, centrists
around Christian Democrat International organisations, Socialists and Social
democrats affiliated to Socialist International, and, some time ago, Communists
organised around PCUS.
Again, certain European or North American parties, directly
or through party foundations, have supported Latin American parties. Finally,
independent European and North American foundations, some of them at the
state level, other of more inter-governmental character, directly or indirectly
through specific social projects, have supported the parties in the region.
Because of the weak institutionalisation and the absence of regulations
of foreign aid to political parties, it is very difficult to provide quantitative
data on this matter.
Independently of their size and origin, it is possible
to distinguish several different types - which often overlap - of traditional
support from foreign parties and foundations to Latin American political
parties.
One form is ideological and political support through
international meetings, congresses, debates, journals, invitation to leaders
and middle-rank leaders.
A second is political education of militants and activists
and the technical education of leaders through seminars, schools, training,
and support for parties' education and research centres.
A third is direct economic and ideological contributions
to social constituencies of parties, especially rural and urban workers'
unions and leaders. This last has created serious problems of competition
and divisions among these movements.
A fourth is technical and financial aid to party electoral
campaigns, activities, leaders, or to certain concrete projects. In some
cases the financial aid has taken the form of joint ventures like foundations,
endowments, or new institutions in the assisted country.
A fifth is support for persecuted, arrested, exiled or
clandestine party leaders and militants.
It is not possible to make a simple evaluation of these
different trends. On the positive side, the international experience has
led to capacity-building for party élites, clearly visible duirng
the democratisation process. In addition, traditional ideologies and parochial
styles have been adapted to fit in with contemporary international trends
while organizations have been strengthened.
The negative side is precisely that this adaptation has
frequently been abrupt and opportunistic, forcing the parties to adopt
some labels or positions in order to access external resources. There is
also a tendency to form around the supporter or donor a kind of client-based
clique.
Sometimes, international co-operation has increased the
influence of a recipient and provoked artificial competition among parties
inside a country. Overall, the benefits of this kind of international support
have outweighed the hazards, however.
In general, we can say that the more pluralistic the source
of support or resource (donors) and the more pluralistic the recipient
(beneficiary), the more the recipient is likely to have sufficient capacity
to negotiate and to stand independently from the donor. It is also true
that the more restricted the source and the recipient, the more the recipient's
capacity to address specific goals becomes vulnerable. What the experience
shows is that both donor and recipient should combine pluralistic and ideologically
oriented forms of collaboration and support in order to maximise its benefits.
International Support for Political Democratisation
During the authoritarian and democratisation waves in the
last two decades, the activities and support of international political
organisations focused on five main issues.
First, the strengthening of the humanitarian dimension
and the feeling of solidarity with activists, militants and leaders either
in their own countries or as guests in the foreign country. This includes
the celebration of solidarity festivals and human rights tribunals.
Second, the ideological renovation of Latin American parties,
specially concerning the valorisation of democracy, the development of
institutional means for removing dictators in the case of leftist parties,
and the need for negotiation with the left in the case of centrist parties,
pushing all of them to agreements for democratic or anti-authoritarian
coalitions.
Third, technical and financial support for mobilisations,
elections, plebiscites, and participation in international electoral control
systems.
Fourth, support for NGOs acting as think-tanks for the
political class or as links with social grass-roots organizations.
Fifth, support for non-partisan national or international
fora, round tables and cooperative research or activist centres that allowed
different parties to meet, exchange and look for strategic agreements.
This trend was developed both by European and North American foundations;
in some cases the invitation was extended to civilian sectors on the right
in order to create soft-liners who would support, or at least not oppose,
the transitions.
The general evaluation of international political support
at this period is largely positive. However, let us indicate at least three
important problems that are not always addressed. First, the tendency of
some foreign institutions to lend more support to organizations for their
more prominent grass-roots activities than to strategic, long-lasting or
sustainable actions (research, education, independent publications). Second,
the creation at the élite level of client groups that block support
for other groups or sector. Third, the difficulty for foreign supporters
to understand the alliances that are needed in each country.
Options
for Future Foreign Support for Democracy
Looking at the present and future situation, we can draw
some conclusions as regards international political support. Beyond the
particular ideological and political affinities, it would be convenient
if international political support to parties in Latin America could concentrate
on two main areas.
Support for a New Socio-political Matrix
The first area is the strengthening of the four components
of what we called the socio-political matrix in order to increase their
autonomy and complementarity.
This means that foreign political support must be oriented
to activities and actors that in each country meet one or several of the
following conditions:
-
re-legitimation and reform of the state (constitutional reform,
accountability and social control, judiciary reform, new relations between
executive and legislative, decentralisation).
-
reinforcement of the party system, to which we will refer
in the next paragraph.
-
reinforcement of social actors at different levels of society.
Here the main problem is to avoid the tendency to support a single type
of grass-roots actor, thereby creating a constituency, and the tendency
to set up artificial institutions in order to compete for foreign aid.
-
reforms of democratic regimes so as to increase participation
and representation in the electoral system at different levels (local,
regional, national)
Support for the Party System
The second area is support for party systems, including support
for specific parties. The following are some of the main issues:
-
Strengthening the party system in each country, something
which is more important than support for individual parties. This means
at least two things. First, people must be educated about various institutional
systems for financing and advancing parties (and coalitions between them),
in order to promote these institutional and constitutional changes. Secondly,
a place must be found for encouraging inter-partisan meetings at all levels
(local, regional, national, militants, middle rank, leaders, activists).
-
Support for national ideological renovation through funding
and support for party centres and institutes, in terms of long-term investments
for institutional political projects that increase the capacity and autonomy
of parties.
-
Technical support for parties in order for new proposals
on new issues - on which their ideological grounding is weak - to be worked
out.
-
Support for organisations which are not directly dependent
on a single party, but which have links with the political sphere and which
can foster relations between politics and social and cultural spheres and
relations between different political parties.
As we stressed above, these activities should be addressed
especially to the party system and to the parties that are necessary for
supporting democracy and for generating coalitions to address the issues
of social change, regardless of their immediate electoral force and their
position in or out of government.
This means that support for parties and activities will
not be uniform from country to country. In one, for example, support may
be given to a single party, in another to a coalition, and in a third,
to all parties. In some cases, support might be directed at an institution
or social movement regardless of its party affiliation, or to an idea or
project that it is not supported by any specific party, the aim being to
promote the role of actors that can become the bearer of this demand.
All this supposes that, other than the strengthening of
local and national political systems and actors, there is no general criterion
that could direct foreign political support. Further, that the implementation
of this criterion varies from country to country and depends on the assessment
of the specific political problems in a given country. In turn this means
that foreign political supporters must always have independent local advisers
in any country where they operate.
Updated on July 4, 1997